Internal Controls, SOX Compliance, and Risk Management Services

➤ Risk Program Implementation or Modernization

  • Conduct process walkthroughs with key stakeholders
  • Visual Process Flows
  • Written Process Narratives
  • Develop and/or Refine Control Matrix (RCM)
  • Identify and Recommend Solutions for Control Design Gaps

➤ SOX Testing and Compliance

  • Perform detailed testing and analysis of controls to assess effectiveness, identify areas for improvement, and ensure SOX compliance.
  • Provide guidance on regulatory compliance, including SOX 404(a) and SOX 404(b), and ensuring adherence to relevant standards
  • Work with Control Owners to train them how to complete high quality control documentation efficiently

➤ Remediation of Control Deficiencies through collaboration with management

➤ Conduct specialized internal audits focused on key corporate objectives

➤ Liaise with external auditors on control matters

➤ Analysis and manage the control risks related to service providers (SOC I & SOC II)

➤ Experience with Audit Board, FloQast, and Blackline

Accounting Services

➤ Month-End and Quarter-End Close Procedures and the preparation of financial statements and day-to-day accounting operations.

  • Journal entries and supporting documentation for accruals,
  • Bank transactions, operational as well as M&A transactions;
  • Balance sheet reconciliations, including CTA reasonableness & tax roll-forward procedures;
  • EBT and EBITA quarterly forecasts with variance analysis.
  • Financial Planning and Analysis
  • Process optimization

➤ Accounting Standard Implementation: Technical Accounting Analysis, Documentation, and Execution

  • Revenue Recognition – ASC 606,
  • CECL – ASC 326
  • Leases – ASC 842
  • Stock-Based Comp – ASC 718
  • Intangible Assets – ASC 350
  • Software – ASC 985

➤ Pre-IPO Report Reporting and Process Improvements

➤ Accounting Integration of newly acquired business units

➤ Cash to GAAP Accounting Conversions

➤ Assistance with the implementation of automations within the Accounting department

➤ Management of the finance team and external service providers

➤ External Audit Facilitation and Management

Accounting Team Augmentation

➤ Whether you require temporary support during peak periods, assistance with special projects, or interim leadership roles, team augmentation services ensure you have the right expertise at the right time to drive success.

➤ Benefit from proven expertise and industry knowledge, ensuring I can hit the ground running with minimal onboarding required.

➤ Flexible contract lengths, accommodating both part-time and full-time needs

➤ Access top-tier talent from leading Big 4 firms and premier consulting companies, all at fair and affordable rates.

➤ Past Contracts include:

    • Director of SOX Compliance
    • Senior Accounting Manager, Corporate Accounting and Consolidations
    • Director of Finance Director / Controller
    • Accounting Manager